17 CFR Part 402
FINANCIAL RESPONSIBILITY
April 15, 2021
§
402.1
Application of part to registered brokers and dealers and financial institutions; special rules for futures commission merchants and government securities interdealer brokers; effective date
§
402.2
Capital requirements for registered government securities brokers and dealers
§
402.2a
Appendix A—Calculation of market risk haircut for purposes of §402.2(g)(2)
§
402.2b
[Reserved]
§
402.2c
Appendix C—Consolidated computations of liquid capital and total haircuts for certain subsidiaries and affiliates
§
402.2d
Appendix D—Modification of §240.15c3-1d of this title, relating to satisfactory subordination agreements, for purposes of §402.2