17 CFR Part 403
PROTECTION OF CUSTOMER SECURITIES AND BALANCES
April 15, 2021
§
403.1
Application of part to registered brokers and dealers
§
403.2
Hypothecation of customer securities
§
403.3
Use of customers' free credit balances
§
403.4
Customer protection—reserves and custody of securities
§
403.5
Custody of securities held by financial institutions that are government securities brokers or dealers
§
403.6
Compliance with part by futures commission merchants
§
403.7
Effective dates
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