1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 239 - FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933
  5. Subpart B - Forms Pertaining to Exemptions
  6. 17 CFR § 239.201
17 CFR § 239.201
Form 2-E, report of sales pursuant to Rule 609 of Regulation E
April 15, 2021
CFR

This form shall be used for report of sales of securities under Regulation E (§§230.601-230.610a of this chapter) by a small business investment company described in Rule 602 (§230.602 of this chapter) as required by Rule 609 of Regulation E (§230.609 of this chapter).

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§ 239.200 Form 1-E, notification under Regulation E
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§ §239.202-239.300 [Reserved]

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