17 CFR Subpart B
Forms Pertaining to Exemptions
April 15, 2021
§
239.90
Form 1-A, offering statement under Regulation A
§
239.91
Form 1-K
§
239.92
Form 1-SA
§
239.93
Form 1-U
§
239.94
Form 1-Z
§
§239.95-239.143
[Reserved]
§
239.144
Form 144, for notice of proposed sale of securities pursuant to §230.144 of this chapter
§
§239.145-239.199
[Reserved]
§
239.200
Form 1-E, notification under Regulation E
§
239.201
Form 2-E, report of sales pursuant to Rule 609 of Regulation E
§
§239.202-239.300
[Reserved]
§
239.500
Form D, notice of sales of securities under Regulation D and section 4(a)(5) of the Securities Act of 1933
§
239.701
[Reserved]
§
239.800
Form CB, report of sales of securities in connection with an exchange offer or a rights offering
§
239.900
Form C
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