1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
  5. Subpart A - Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges
  6. 17 CFR § 249.10
17 CFR § 249.10
Form 1-N for notice registration as a national securities exchange
April 15, 2021
CFR

This form shall be used for notice, and amendments to the notice, to permit an exchange to register as a national securities exchange solely for the purposes of trading security futures products pursuant to Section 6(g) of the Act (15 U.S.C. 78f(g)).

[66 FR 43743, Aug. 20, 2001]

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§ 249.1 Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act
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§ 249.11 Form R31 for reporting covered sales and covered round turn transactions under section 31 of the Act

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