17 CFR Subpart A
Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges
April 15, 2021
§
249.1
Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act
§
249.10
Form 1-N for notice registration as a national securities exchange
§
249.11
Form R31 for reporting covered sales and covered round turn transactions under section 31 of the Act
§
249.25
Form 25, for notification of removal from listing and/or registration
§
249.26
Form 26, for notification of the admission to trading of a substituted or additional class of security under Rule 12a-5 (§240.12a-5 of this chapter)
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