1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
  5. Subpart G - Forms for Reports To Be Made by Certain Exchange Members, Brokers, Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants
  6. 17 CFR § 249.619
17 CFR § 249.619
Form TA-Y2K, information required of transfer agents pursuant to section 17 of the Securities Exchange Act of 1934 and §240.17Ad-18 of this chapter
April 15, 2021
CFR

This form shall be used by every registered transfer agent required to file reports under §240.17Ad-18 of this chapter.

[63 FR 37694, July 13, 1998]

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§ 249.618 Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and §240.17a-5 of this chapter
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§ §249.620-249.634 [Reserved]

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