Form X-17A-5, information required of certain brokers, dealers, security-based swap dealers, and major security-based swap participants pursuant to sections 15F and 17 of the Securities Exchange Act of 1934 and §§240.17a-5, 240.17a-10, 240.17a-11, 240.17a-12, and 240.18a-79 of this chapter, as applicable

Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and §240.17a-5 of this chapter

Form TA-Y2K, information required of transfer agents pursuant to section 17 of the Securities Exchange Act of 1934 and §240.17Ad-18 of this chapter

[Reserved]

Form X-17A-19, report by national securities exchanges and registered national securities associations of changes in the membership status of any of their members

[Reserved]

Form ATS, information required of alternative trading systems pursuant to §242.301(b)(2) of this chapter

Form ATS-R, information required of alternative trading systems pursuant to §242.301(b)(8) of this chapter

Form custody

Form ATS-N, information required of NMS Stock ATSs pursuant to §242.304(a) of this chapter

Form CRS, Relationship Summary for Brokers and Dealers Providing Services to Retail Investors, pursuant to §240.17a-14 of this chapter