1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
  5. Subpart G - Forms for Reports To Be Made by Certain Exchange Members, Brokers, Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants
  6. 17 CFR § 249.635
17 CFR § 249.635
Form X-17A-19, report by national securities exchanges and registered national securities associations of changes in the membership status of any of their members
April 15, 2021
CFR

This form shall be completed and filed by each national securities exchange or registered national securities association as required by §240.17a-19 of this chapter within 5 business days of the occurrence of the initiation of the membership of any person or the suspension or termination of the membership of any of its members.

[45 FR 39841, June 12, 1980]

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§ §249.620-249.634 [Reserved]
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§ 249.636 [Reserved]

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