1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter I - COMMODITY FUTURES TRADING COMMISSION
  4. Part 37 - SWAP EXECUTION FACILITIES
  5. Subpart F - Ability to Obtain Information
  6. 17 CFR § 37.502
17 CFR § 37.502
Collection of information
April 15, 2021
CFR

A swap execution facility shall have rules that allow it to collect information on a routine basis, allow for the collection of non-routine data from its market participants, and allow for its examination of books and records kept by the market participants on its facility.

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§ 37.501 Establish and enforce rules
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§ 37.503 Provide information to the Commission

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