With respect to their activities in government securities, compliance by registered brokers or dealers with §240.8c-1 of this title (SEC Rule 8c-1), as modified by §403.2 (a), (b) and (c), with §240.15c2-1 of this title (SEC Rule 15c2-1), with §240.15c3-2 of this title (SEC Rule 15c3-2), as modified by §403.3, and with §240.15c3-3 of this title (SEC Rule 15c3-3), as modified by §403.4 (a) through (d), (f)(2) through (3), (g) through (j), and (m), including provisions in those rules relating to OTC derivatives dealers, constitutes compliance with this part.

[71 FR 54411, Sept. 15, 2006]


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