17 CFR Topic
Regulation 13D-G
April 15, 2021
§
240.13d-1
Filing of Schedules 13D and 13G
§
240.13d-2
Filing of amendments to Schedules 13D or 13G
§
240.13d-3
Determination of beneficial owner
§
240.13d-4
Disclaimer of beneficial ownership
§
240.13d-5
Acquisition of securities
§
240.13d-6
Exemption of certain acquisitions
§
240.13d-7
Dissemination
§
240.13d-101
Schedule 13D—Information to be included in statements filed pursuant to §240.13d-1(a) and amendments thereto filed pursuant to §240.13d-2(a)
§
240.13d-102
Schedule 13G—Information to be included in statements filed pursuant to §240.13d-1(b), (c), and (d) and amendments thereto filed pursuant to §240.13d-2
§
240.13e-1
Purchase of securities by the issuer during a third-party tender offer
§
240.13e-2
[Reserved]
§
240.13e-3
Going private transactions by certain issuers or their affiliates
§
240.13e-4
Tender offers by issuers
§
240.13e-100
Schedule 13E-3, Transaction statement under section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 (§240.13e-3) thereunder
§
240.13e-101
[Reserved]
§
240.13e-102
Schedule 13E-4F. Tender offer statement pursuant to section 13(e) (1) of the Securities Exchange Act of 1934 and §240.13e-4 thereunder
§
240.13f-1
Reporting by institutional investment managers of information with respect to accounts over which they exercise investment discretion
§
240.13h-l
Large trader reporting
§
240.13k-1
Foreign bank exemption from the insider lending prohibition under section 13(k)
§
240.13n-1
Registration of security-based swap data repository
§
240.13n-2
Withdrawal from registration; revocation and cancellation
§
240.13n-3
Registration of successor to registered security-based swap data repository
§
240.13n-4
Duties and core principles of security-based swap data repository
§
240.13n-5
Data collection and maintenance
§
240.13n-6
Automated systems
§
240.13n-7
Recordkeeping of security-based swap data repository
§
240.13n-8
Reports to be provided to the Commission
§
240.13n-9
Privacy requirements of security-based swap data repository
§
240.13n-10
Disclosure requirements of security-based swap data repository
§
240.13n-11
Chief compliance officer of security-based swap data repository; compliance reports and financial reports
§
240.13n-12
Exemption from requirements governing security-based swap data repositories for certain non-U.S. persons
§
240.13p-1
Requirement of report regarding disclosure of registrant's supply chain information regarding conflict minerals
§
240.13q-1
Disclosure of payments made by resource extraction issuers
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