17 CFR Topic
Regulation 14A: Solicitation of Proxies
April 15, 2021
§
240.14a-1
Definitions
§
240.14a-2
Solicitations to which §240.14a-3 to §240.14a-15 apply
§
240.14a-3
Information to be furnished to security holders
§
240.14a-4
Requirements as to proxy
§
240.14a-5
Presentation of information in proxy statement
§
240.14a-6
Filing requirements
§
240.14a-7
Obligations of registrants to provide a list of, or mail soliciting material to, security holders
§
240.14a-8
Shareholder proposals
§
240.14a-9
False or misleading statements
§
240.14a-10
Prohibition of certain solicitations
§
240.14a-12
Solicitation before furnishing a proxy statement
§
240.14a-13
Obligation of registrants in communicating with beneficial owners
§
240.14a-14
Modified or superseded documents
§
240.14a-15
Differential and contingent compensation in connection with roll-up transactions
§
240.14a-16
Internet availability of proxy materials
§
240.14a-17
Electronic shareholder forums
§
240.14a-18
Disclosure regarding nominating shareholders and nominees submitted for inclusion in a registrant's proxy materials pursuant to applicable state or foreign law, or a registrant's governing documents
§
240.14a-20
Shareholder approval of executive compensation of TARP recipients
§
240.14a-21
Shareholder approval of executive compensation, frequency of votes for approval of executive compensation and shareholder approval of golden parachute compensation
§
240.14a-101
Schedule 14A. Information required in proxy statement
§
240.14a-102
[Reserved]
§
240.14a-103
Notice of Exempt Solicitation. Information to be included in statements submitted by or on behalf of a person pursuant to §240.14a-6(g)
§
240.14a-104
Notice of Exempt Preliminary Roll-up Communication. Information regarding ownership interests and any potential conflicts of interest to be included in statements submitted by or on behalf of a person pursuant to §240.14a-2(b)(4) and §240.14a-6(n)
§
240.14b-1
Obligation of registered brokers and dealers in connection with the prompt forwarding of certain communications to beneficial owners
§
240.14b-2
Obligation of banks, associations and other entities that exercise fiduciary powers in connection with the prompt forwarding of certain communications to beneficial owners