17 CFR Topic
Securities Whistleblower Incentives and Protections
April 15, 2021
§
240.21F-1
General
§
240.21F-2
Whistleblower status, award eligibility, confidentiality, and retaliation protections
§
240.21F-3
Payment of awards
§
240.21F-4
Other definitions
§
240.21F-5
Amount of award
§
240.21F-6
Criteria for determining amount of award
§
240.21F-7
Confidentiality of submissions
§
240.21F-8
Eligibility and forms
§
240.21F-9
Procedures for submitting original information
§
240.21F-10
Procedures for making a claim for a whistleblower award in SEC actions that result in monetary sanctions in excess of $1,000,000
§
240.21F-11
Procedures for determining awards based upon a related action
§
240.21F-12
Materials that may form the basis of an award determination and that may comprise the record on appeal
§
240.21F-13
Appeals
§
240.21F-14
Procedures applicable to the payment of awards
§
240.21F-15
No amnesty
§
240.21F-16
Awards to whistleblowers who engage in culpable conduct
§
240.21F-17
Staff communications with individuals reporting possible securities law violations
§
240.21F-18
Summary disposition
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