§
240.19a3-1
[Reserved]
§
240.19b-3
[Reserved]
§
240.19b-4
Filings with respect to proposed rule changes by self-regulatory organizations
§
240.19b-5
Temporary exemption from the filing requirements of Section 19(b) of the Act
§
240.19b-7
Filings with respect to proposed rule changes submitted pursuant to Section 19(b)(7) of the Act
§
240.19c-1
Governing certain off-board agency transactions by members of national securities exchanges
§
240.19c-3
Governing off-board trading by members of national securities exchanges
§
240.19c-4
Governing certain listing or authorization determinations by national securities exchanges and associations
§
240.19c-5
Governing the multiple listing of options on national securities exchanges
§
240.19d-1
Notices by self-regulatory organizations of final disciplinary actions, denials, bars, or limitations respecting membership, association, participation, or access to services, and summary suspensions
§
240.19d-2
Applications for stays of disciplinary sanctions or summary suspensions by a self-regulatory organization
§
240.19d-3
Applications for review of final disciplinary sanctions, denials of membership, participation or association, or prohibitions or limitations of access to services imposed by self-regulatory organizations
§
240.19d-4
Notice by the Public Company Accounting Oversight Board of disapproval of registration or of disciplinary action
§
240.19g2-1
Enforcement of compliance by national securities exchanges and registered securities associations with the Act and rules and regulations thereunder
§
240.19h-1
Notice by a self-regulatory organization of proposed admission to or continuance in membership or participation or association with a member of any person subject to a statutory disqualification, and applications to the Commission for relief therefrom

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