17 CFR § 279.1 Form ADV, for application for registration of investment adviser and for amendments to such registration statement | Code of Federal Regulations | US Law

17 CFR § 279.1

Form ADV, for application for registration of investment adviser and for amendments to such registration statement

April 15, 2021

CFR

This form shall be filed pursuant to Rule 203-1 (§275.203-1 of this chapter) as an application for registration of an investment adviser pursuant to sections 203(c) or 203(g) of the Investment Advisers Act of 1940, and also as an amendment to registration pursuant to Rule 204-1 (§275.204-1 of this chapter).

[44 FR 21008, Apr. 9, 1979]

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