Part 363 — Regulations Governing Securities Held in TreasuryDirect
Subpart A — General
- § 363.0— What is the TreasuryDirect ® system?
- § 363.1— What Treasury securities are covered by these regulations?
- § 363.2— What agency administers TreasuryDirect ®?
- § 363.4— How is TreasuryDirect® different from the Legacy Treasury Direct® system and the commercial book-entry system?
- § 363.5— How do I contact Fiscal Service?
- § 363.6— What special terms do I need to know to understand this part?
Subpart B — General Provisions Governing Securities Held in TreasuryDirect
- § 363.9— What does this subpart cover?
- § 363.10— What is a TreasuryDirect ® account?
- § 363.11— Who is eligible to open a TreasuryDirect ® account?
- § 363.12— Who may purchase and hold book-entry securities in TreasuryDirect ®?
- § 363.13— How can I open a TreasuryDirect ® account?
- § 363.14— How will you verify my identity?
- § 363.15— What is the procedure for offline verification?
- § 363.16— How do I access my account?
- § 363.17— Who is liable if someone else accesses my TreasuryDirect ® account using my password?
- § 363.18— Is Fiscal Service liable if the electronic transmission of my data is intercepted?
- § 363.19— What should I do if I become aware that my password or other form of authentication has become compromised?
- § 363.20— What do I need to know about the forms of registration that are available for purchases of securities through my TreasuryDirect ® account?
- § 363.21— When may you require offline authentication and documentary evidence?
- § 363.22— Who has the right to conduct online transactions in book-entry securities?
- § 363.25— How do I conduct transactions in my account or in Treasury securities held in my account?
- § 363.26— What is a transfer?
- § 363.27— What do I need to know about accounts for minors who have not had a legal guardian appointed by a court?
- § 363.28— Does Fiscal Service reserve the right to require that any TreasuryDirect ® transaction be conducted in paper form?
- § 363.29— May Treasury close an account, suspend transactions in an account, or refuse to open an account?
- § 363.30— What actions may Treasury take if funds used to purchase a security were credited or debited in error or through fraud?
- § 363.33— Can an attorney-in-fact conduct transactions in my TreasuryDirect ® account?
- § 363.34— What happens if an owner becomes incompetent after opening a TreasuryDirect ® account?
- § 363.35— When is a transaction effective?
- § 363.36— What securities can I purchase and hold in my TreasuryDirect ® account?
- § 363.37— How do I purchase and make payment for eligible Treasury securities through my TreasuryDirect ® account?
- § 363.38— What happens if my financial institution returns an ACH debit?
- § 363.39— Will I receive a confirmation of my request to purchase a Treasury security?
- § 363.40— How are payments of principal and interest made?
- § 363.41— What happens if an ACH payment is returned to Fiscal Service?
- § 363.42— How will my interest income be reported for tax purposes?
- § 363.43— What are the procedures for certifying my signature on an offline application for a TreasuryDirect ® account, or on an offline transaction form?
- § 363.44— What happens when a TreasuryDirect ® account owner dies and the estate is entitled to securities held in the account?
- § 363.45— What are the rules for judicial and administrative actions involving securities held in TreasuryDirect ®?
- § 363.46— What evidence is required to establish the validity of judicial proceedings?
- § 363.47— Will Fiscal Service pay Treasury securities pursuant to a forfeiture proceeding?
Subpart C — Book-Entry Savings Bonds Purchased Through TreasuryDirect
- § 363.50— What Treasury securities does this subpart govern?
- § 363.52— What is the principal amount of book-entry Series EE and Series I savings bonds that I may acquire in one year?
- § 363.53— What is the minimum amount of book-entry savings bonds that I may purchase in any transaction?
- § 363.54— What is the minimum amount of a book-entry savings bond that I must hold in my account?
- § 363.55— May I transfer my book-entry savings bonds to another person?
- § 363.56— What is the minimum amount of book-entry savings bonds that I may transfer in any one transaction?
- § 363.57— What is the minimum amount of book-entry savings bonds that I may redeem in any one transaction?
- § 363.58— May book-entry savings bonds be pledged or used as collateral?
- § 363.59— What is a payroll savings plan?
- § 363.60— How do I discontinue my participation in my payroll savings plan?
- § 363.83— May an account owner transfer a book-entry savings bond to a minor?
- § 363.95— How may I give, and who can receive, a book-entry savings bond as a gift?
- § 363.96— What do I need to know if I initially purchase a bond as a gift?
- § 363.97— What do I need to know if I transfer a book-entry savings bond to another person as a gift?
- § 363.99— What is the minimum amount of a bond that I may transfer or deliver as a gift in any one transaction?
- § 363.100— What are the rules for purchasing and delivering gift savings bonds to minors?
- § 363.101— Can an account owner transfer a book-entry savings bond to a minor?
- § 363.125— How is payment made on a book-entry savings bond?
- § 363.126— Under what circumstances will payment be made?
Subpart D — Zero-Percent Certificate of Indebtedness
- § 363.130— What does this subpart cover?
- § 363.131— What is a TreasuryDirect ® zero-percent certificate of indebtedness?
- § 363.132— Can the sale of the zero-percent certificate of indebtedness be suspended?
- § 363.133— What happens to my zero-percent certificate of indebtedness if the offering is terminated by the Secretary?
- § 363.134— What regulations cover a zero-percent certificate of indebtedness?
- § 363.135— In what form is a zero-percent certificate of indebtedness issued?
- § 363.136— Do zero-percent certificates of indebtedness pay interest?
- § 363.137— What do I need to know about the registration of a zero-percent certificate of indebtedness?
- § 363.138— Is Treasury liable for the purchase of a zero-percent certificate of indebtedness that is made in error?
- § 363.139— May I transfer or deliver my zero-percent certificate of indebtedness?
- § 363.140— May a zero-percent certificate of indebtedness be pledged or used as collateral?
- § 363.141— How do I purchase a zero-percent certificate of indebtedness?
- § 363.142— When is a zero-percent certificate of indebtedness issued?
- § 363.143— How do I purchase a security using the redemption proceeds of my zero-percent certificate of indebtedness?
- § 363.144— Can I redeem my zero-percent certificate of indebtedness?
- § 363.145— May I delete a pending transaction involving a zero-percent certificate of indebtedness?
- § 363.146— Who may purchase a payroll zero-percent certificate of indebtedness?
- § 363.147— How do I purchase a payroll zero-percent certificate of indebtedness?
- § 363.148— Can I redeem all or a portion of my accumulated payroll zero-percent certificate of indebtedness?
Subpart E — Conversion of a Definitive Savings Bond
- § 363.160— What subparts govern the conversion of definitive savings bonds?
- § 363.161— What definitive savings bonds are eligible to be converted to book-entry bonds?
- § 363.162— Who may convert a definitive savings bond?
- § 363.163— How do I convert an eligible definitive savings bond?
- § 363.164— Is a converted savings bond eligible to be converted back into a definitive bond?
- § 363.165— What happens when I convert a savings bond that is registered in my name as a single owner, either coowner, an owner with a beneficiary, or an entity?
- § 363.166— What happens when I convert a savings bond that is not registered in my name as owner, either coowner, or owner with beneficiary (including a bond registered in the name of a minor)?
- § 363.167— How will a converted savings bond be registered?
- § 363.168— What rules regarding registration apply to a converted savings bond?
- § 363.169— What transactions can I conduct in a converted savings bond on which I am registered as the single owner, either coowner, the owner with a beneficiary, or an entity?
- § 363.170— What transactions can I conduct in a savings bond that I converted on which I am not registered as the owner, either coowner, or owner with beneficiary?
- § 363.171— How do I redeem a converted savings bond?
- § 363.176— May a converted savings bond be pledged or used as collateral?
- § 363.179— Does Fiscal Service make any reservations as to the conversion of an eligible savings bond?
Subpart F — Marketable Treasury Securities
- § 363.200— What Treasury securities does this subpart govern?
- § 363.201— What other regulations govern book-entry marketable book-entry Treasury bills, notes, and bonds?
- § 363.202— What marketable Treasury securities may I purchase and hold through my TreasuryDirect ® account?
- § 363.203— After I purchase my marketable Treasury security in TreasuryDirect ®, is there a period of time during which I may not transfer the security?
- § 363.204— What registrations are available for my marketable Treasury securities held in TreasuryDirect ®?
- § 363.205— How do I reinvest the proceeds of a maturing security held in TreasuryDirect ®?
- § 363.206— How can I transfer my marketable Treasury security into my TreasuryDirect ® account from another book-entry system?
- § 363.207— Can I transfer my marketable Treasury security from my TreasuryDirect ® account to another TreasuryDirect account?
- § 363.208— Can I transfer my marketable Treasury security from my TreasuryDirect ® account to an account in another book-entry system?
- § 363.210— Is there any period of time during which I will be unable to process certain transactions regarding my security?