Part 37 — Technology Investment Agreements
Subpart A — General
- § 37.100— What does this part do?
- § 37.105— Does this part cover all types of instruments that 10 U.S.C. 2371 authorizes?
- § 37.110— What type of instruments are technology investment agreements (TIAs)?
- § 37.115— For what purposes are TIAs used?
- § 37.120— Can my organization award or administer TIAs?
- § 37.125— May I award or administer TIAs if I am authorized to award or administer other assistance instruments?
- § 37.130— Which other parts of the DoD Grant and Agreement Regulations apply to TIAs?
Subpart B — Appropriate Use of Technology Investment Agreements
- § 37.200— What are my responsibilities as an agreements officer for ensuring the appropriate use of TIAs?
- § 37.205— What judgments must I make about the nature of the project?
- § 37.210— To what types of recipients may I award a TIA?
- § 37.215— What must I conclude about the recipient's commitment and cost sharing?
- § 37.220— How involved should the Government program official be in the project?
- § 37.225— What judgment must I make about the benefits of using a TIA?
- § 37.230— May I use a TIA if a participant is to receive fee or profit?
Subpart C — Expenditure-Based and Fixed-Support Technology Investment Agreements
Subpart D — Competition Phase
- § 37.400— Must I use competitive procedures to award TIAs?
- § 37.405— What must my announcement or solicitation include?
- § 37.410— Should my announcement or solicitation state that TIAs may be awarded?
- § 37.415— Should I address cost sharing in the announcement or solicitation?
- § 37.420— Should I tell proposers that we will not disclose information that they submit?
Subpart E — Pre-Award Business Evaluation
- § 37.500— What must my pre-award business evaluation address?
- § 37.505— What resources are available to assist me during the pre-award business evaluation?
- § 37.510— What are my responsibilities for determining that a recipient is qualified?
- § 37.515— Must I do anything additional to determine the qualification of a consortium?
- § 37.520— What is my responsibility for determining that the total project funding is reasonable?
- § 37.525— What is my responsibility for determining the value and reasonableness of the recipient's cost sharing contribution?
- § 37.530— What criteria do I use in deciding whether to accept a recipient's cost sharing?
- § 37.535— How do I value cost sharing related to real property or equipment?
- § 37.540— May I accept fully depreciated real property or equipment as cost sharing?
- § 37.545— May I accept costs of prior research as cost sharing?
- § 37.550— May I accept intellectual property as cost sharing?
- § 37.555— How do I value a recipient's other contributions?
- § 37.560— Must I be able to estimate project expenditures precisely in order to justify use of a fixed-support TIA?
- § 37.565— May I use a hybrid instrument that provides fixed support for only a portion of a project?
- § 37.570— What must I do if a CAS-covered participant accounts differently for its own and the Federal Government shares of project costs?
- § 37.575— What are my responsibilities for determining milestone payment amounts?
- § 37.580— What is recovery of funds and when should I consider including it in my TIA?
Subpart F — Award Terms Affecting Participants' Financial, Property, and Purchasing Systems
- § 37.600— Which administrative matters are covered in this subpart?
- § 37.605— What is the general policy on participants' financial, property, and purchasing systems?
- § 37.610— Must I tell participants what requirements they are to flow down for subrecipients' systems?
- § 37.615— What standards do I include for financial systems of for-profit firms?
- § 37.620— What financial management standards do I include for participants that are nonprofit?
- § 37.625— What cost principles or standards do I require for for-profit participants?
- § 37.630— Must I require a for-profit firm to use Federally approved indirect cost rates?
- § 37.635— What cost principles do I require a nonprofit participant to use?
- § 37.640— Must I include a provision for audits of for-profit participants?
- § 37.645— Must I require periodic audits, as well as award-specific audits, of for-profit participants?
- § 37.650— Who must I identify as the auditor for a for-profit participant?
- § 37.655— Must I specify the frequency of IPAs' periodic audits of for-profit participants?
- § 37.660— What else must I specify concerning audits of for-profit participants by IPAs?
- § 37.665— Must I require nonprofit participants to have periodic audits?
- § 37.670— Must I require participants to flow down audit requirements to subrecipients?
- § 37.685— May I allow for-profit firms to purchase real property and equipment with project funds?
- § 37.690— How are nonprofit participants to manage real property and equipment?
- § 37.695— What are the requirements for Federally owned property?
- § 37.700— What are the requirements for supplies?
- § 37.705— What standards do I include for purchasing systems of for-profit firms?
- § 37.710— What standards do I include for purchasing systems of nonprofit organizations?
Subpart G — Award Terms Related to Other Administrative Matters
- § 37.800— Which administrative matters are covered in this subpart?
- § 37.805— If I am awarding a TIA, what payment methods may I specify?
- § 37.810— What should my TIA's provisions specify for the method and frequency of recipients' payment requests?
- § 37.815— May the Government withhold payments?
- § 37.820— Must I require a recipient to return interest on advance payments?
- § 37.825— Must I require the recipient to obtain prior approval from the Government for changes in plans?
- § 37.830— May I let a recipient charge pre-award costs to the agreement?
- § 37.835— What requirements do I include for program income?
- § 37.840— What general approach should I take in negotiating data and patent rights?
- § 37.845— What data rights should I obtain?
- § 37.850— Should I require recipients to mark data?
- § 37.855— How should I handle protected data?
- § 37.860— What rights should I obtain for inventions?
- § 37.865— Should my patent provision include march-in rights?
- § 37.870— Should I require recipients to mark documents related to inventions?
- § 37.875— Should my TIA include a provision concerning foreign access to technology?
- § 37.880— What requirements must I include for periodic reports on program and business status?
- § 37.885— May I require updated program plans?
- § 37.890— Must I require a final performance report?
- § 37.895— How is the final performance report to be sent to the Defense Technical Information Center?
- § 37.900— May I tell a participant that information in financial and programmatic reports will not be publicly disclosed?
- § 37.905— Must I make receipt of the final performance report a condition for final payment?
- § 37.910— How long must I require participants to keep records related to the TIA?
- § 37.915— What requirement for access to a for-profit participant's records do I include in a TIA?
- § 37.920— What requirement for access to a nonprofit participant's records do I include in a TIA?
- § 37.925— What requirements do I include for termination and enforcement?
Subpart H — Executing the Award
- § 37.1000— What are my responsibilities at the time of award?
- § 37.1005— What are my general responsibilities concerning the award document?
- § 37.1010— What substantive issues should my award document address?
- § 37.1015— How do I decide who must sign the TIA if the recipient is an unincorporated consortium?
- § 37.1020— What must I document in my award file?
- § 37.1025— Must I report information to the Defense Assistance Awards Data System?
- § 37.1045— To whom must I send copies of the award document?
Subpart I — Post-Award Administration
- § 37.1100— What are my responsibilities generally as an administrative agreements officer for a TIA?
- § 37.1105— What additional duties do I have as the administrator of a TIA with advance payments or payable milestones?
- § 37.1110— What other responsibilities related to payments do I have?
- § 37.1115— What are my responsibilities related to participants' single audits?
- § 37.1120— When and how may I request an award-specific audit?
Subpart J — Definitions of Terms Used in This Part
- § 37.1205— Advance.
- § 37.1210— Advanced research.
- § 37.1215— Agreements officer.
- § 37.1220— Applied research.
- § 37.1225— Articles of collaboration.
- § 37.1230— Assistance.
- § 37.1235— Award-specific audit.
- § 37.1240— Basic research.
- § 37.1245— Cash contributions.
- § 37.1250— Commercial firm.
- § 37.1255— Consortium.
- § 37.1260— Cooperative agreement.
- § 37.1265— Cost sharing.
- § 37.1270— Data.
- § 37.1275— DoD Component.
- § 37.1280— Equipment.
- § 37.1285— Expenditure-based award.
- § 37.1290— Expenditures or outlays.
- § 37.1295— Grant.
- § 37.1300— In-kind contributions.
- § 37.1305— Institution of higher education.
- § 37.1310— Intellectual property.
- § 37.1315— Nonprofit organization.
- § 37.1320— Participant.
- § 37.1325— Periodic audit.
- § 37.1330— Procurement contract.
- § 37.1335— Program income.
- § 37.1340— Program official.
- § 37.1345— Property.
- § 37.1350— Real property.
- § 37.1355— Recipient.
- § 37.1360— Research.
- § 37.1365— Supplies.
- § 37.1370— Termination.
- § 37.1375— Technology investment agreements.