Home › CFR › Title 40 › Part 97 40 CFR Part 97 — Federal NOX Budget Trading Program, CAIR NOX and SO2 Trading Programs, CSAPR NOX and SO2 Trading Programs, and Texas SO2 Trading Program Subpart A — NO<sub>X</sub> Budget Trading Program General Provisions Subpart B — NO<sub>X</sub> Authorized Account Representative for NO<sub>X</sub> Budget Sources Subpart D — Compliance Certification Subpart E — NO<sub>X</sub> Allowance Allocations Subpart F — NO<sub>X</sub> Allowance Tracking System Subpart G — NO<sub>X</sub> Allowance Transfers Subpart H — Monitoring and Reporting Subpart I — Individual Unit Opt-ins Subpart J — Appeal Procedures Subpart AA — CAIR NO<sub>X</sub> Annual Trading Program General Provisions Subpart BB — CAIR Designated Representative for CAIR NO<sub>X</sub> Sources Subpart EE — CAIR NO<sub>X</sub> Allowance Allocations Subpart FF — CAIR NO<sub>X</sub> Allowance Tracking System Subpart GG — CAIR NO<sub>X</sub> Allowance Transfers Subpart HH — Monitoring and Reporting Subpart II — CAIR NO<sub>X</sub> Opt-In Units Subpart AAA — CAIR SO<sub>2</sub> Trading Program General Provisions Subpart BBB — CAIR Designated Representative for CAIR SO<sub>2</sub> Sources Subpart FFF — CAIR SO<sub>2</sub> Allowance Tracking System Subpart GGG — CAIR SO<sub>2</sub> Allowance Transfers Subpart HHH — Monitoring and Reporting Subpart III — CAIR SO<sub>2</sub> Opt-in Units Subpart AAAA — CAIR NO<sub>X</sub> Ozone Season Trading Program General Provisions Subpart BBBB — CAIR Designated Representative for CAIR NO<sub>X</sub> Ozone Season Sources Subpart EEEE — CAIR NO<sub>X</sub> Ozone Season Allowance Allocations Subpart FFFF — CAIR NO<sub>X</sub> Ozone Season Allowance Tracking System Subpart GGGG — CAIR NO<sub>X</sub> Ozone Season Allowance Transfers Subpart HHHH — Monitoring and Reporting Subpart IIII — CAIR NO<sub>X</sub> Ozone Season Opt-in Units Subpart AAAAA — CSAPR NO<sub>X</sub> Annual Trading Program § 97.401 — Purpose. § 97.402 — Definitions. § 97.403 — Measurements, abbreviations, and acronyms. § 97.404 — Applicability. § 97.405 — Retired unit exemption. § 97.406 — Standard requirements. § 97.407 — Computation of time. § 97.408 — Administrative appeal procedures. § 97.410 — State NO<sub>X</sub> Annual trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits. § 97.411 — Timing requirements for CSAPR NO<sub>X</sub> Annual allowance allocations. § 97.412 — CSAPR NO<sub>X</sub> Annual allowance allocations to new units. § 97.413 — Authorization of designated representative and alternate designated representative. § 97.414 — Responsibilities of designated representative and alternate designated representative. § 97.415 — Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source. § 97.416 — Certificate of representation. § 97.417 — Objections concerning designated representative and alternate designated representative. § 97.418 — Delegation by designated representative and alternate designated representative. § 97.420 — Establishment of compliance accounts, assurance accounts, and general accounts. § 97.421 — Recordation of CSAPR NO<sub>X</sub> Annual allowance allocations and auction results. § 97.422 — Submission of CSAPR NO<sub>X</sub> Annual allowance transfers. § 97.423 — Recordation of CSAPR NO<sub>X</sub> Annual allowance transfers. § 97.424 — Compliance with CSAPR NO<sub>X</sub> Annual emissions limitation. § 97.425 — Compliance with CSAPR NO<sub>X</sub> Annual assurance provisions. § 97.426 — Banking. § 97.427 — Account error. § 97.428 — Administrator's action on submissions. § 97.430 — General monitoring, recordkeeping, and reporting requirements. § 97.431 — Initial monitoring system certification and recertification procedures. § 97.432 — Monitoring system out-of-control periods. § 97.433 — Notifications concerning monitoring. § 97.434 — Recordkeeping and reporting. § 97.435 — Petitions for alternatives to monitoring, recordkeeping, or reporting requirements. Subpart BBBBB — CSAPR NO<sub>X</sub> Ozone Season Group 1 Trading Program § 97.501 — Purpose. § 97.502 — Definitions. § 97.503 — Measurements, abbreviations, and acronyms. § 97.504 — Applicability. § 97.505 — Retired unit exemption. § 97.506 — Standard requirements. § 97.507 — Computation of time. § 97.508 — Administrative appeal procedures. § 97.510 — State NO<sub>X</sub> Ozone Season Group 1 trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits. § 97.511 — Timing requirements for CSAPR NO<sub>X</sub> Ozone Season Group 1 allowance allocations. § 97.512 — CSAPR NO<sub>X</sub> Ozone Season Group 1 allowance allocations to new units. § 97.513 — Authorization of designated representative and alternate designated representative. § 97.514 — Responsibilities of designated representative and alternate designated representative. § 97.515 — Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source. § 97.516 — Certificate of representation. § 97.517 — Objections concerning designated representative and alternate designated representative. § 97.518 — Delegation by designated representative and alternate designated representative. § 97.520 — Establishment of compliance accounts, assurance accounts, and general accounts. § 97.521 — Recordation of CSAPR NO<sub>X</sub> Ozone Season Group 1 allowance allocations and auction results. § 97.522 — Submission of CSAPR NO<sub>X</sub> Ozone Season Group 1 allowance transfers. § 97.523 — Recordation of CSAPR NO<sub>X</sub> Ozone Season Group 1 allowance transfers. § 97.524 — Compliance with CSAPR NO<sub>X</sub> Ozone Season Group 1 emissions limitation. § 97.525 — Compliance with CSAPR NO<sub>X</sub> Ozone Season Group 1 assurance provisions. § 97.526 — Banking and conversion. § 97.527 — Account error. § 97.528 — Administrator's action on submissions. § 97.530 — General monitoring, recordkeeping, and reporting requirements. § 97.531 — Initial monitoring system certification and recertification procedures. § 97.532 — Monitoring system out-of-control periods. § 97.533 — Notifications concerning monitoring. § 97.534 — Recordkeeping and reporting. § 97.535 — Petitions for alternatives to monitoring, recordkeeping, or reporting requirements. Subpart CCCCC — CSAPR SO<sub>2</sub> Group 1 Trading Program § 97.601 — Purpose. § 97.602 — Definitions. § 97.603 — Measurements, abbreviations, and acronyms. § 97.604 — Applicability. § 97.605 — Retired unit exemption. § 97.606 — Standard requirements. § 97.607 — Computation of time. § 97.608 — Administrative appeal procedures. § 97.610 — State SO<sub>2</sub> Group 1 trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits. § 97.611 — Timing requirements for CSAPR SO<sub>2</sub> Group 1 allowance allocations. § 97.612 — CSAPR SO<sub>2</sub> Group 1 allowance allocations to new units. § 97.613 — Authorization of designated representative and alternate designated representative. § 97.614 — Responsibilities of designated representative and alternate designated representative. § 97.615 — Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source. § 97.616 — Certificate of representation. § 97.617 — Objections concerning designated representative and alternate designated representative. § 97.618 — Delegation by designated representative and alternate designated representative. § 97.620 — Establishment of compliance accounts, assurance accounts, and general accounts. § 97.621 — Recordation of CSAPR SO<sub>2</sub> Group 1 allowance allocations and auction results. § 97.622 — Submission of CSAPR SO<sub>2</sub> Group 1 allowance transfers. § 97.623 — Recordation of CSAPR SO<sub>2</sub> Group 1 allowance transfers. § 97.624 — Compliance with CSAPR SO<sub>2</sub> Group 1 emissions limitation. § 97.625 — Compliance with CSAPR SO<sub>2</sub> Group 1 assurance provisions. § 97.626 — Banking. § 97.627 — Account error. § 97.628 — Administrator's action on submissions. § 97.630 — General monitoring, recordkeeping, and reporting requirements. § 97.631 — Initial monitoring system certification and recertification procedures. § 97.632 — Monitoring system out-of-control periods. § 97.633 — Notifications concerning monitoring. § 97.634 — Recordkeeping and reporting. § 97.635 — Petitions for alternatives to monitoring, recordkeeping, or reporting requirements. Subpart DDDDD — CSAPR SO<sub>2</sub> Group 2 Trading Program § 97.701 — Purpose. § 97.702 — Definitions. § 97.703 — Measurements, abbreviations, and acronyms. § 97.704 — Applicability. § 97.705 — Retired unit exemption. § 97.706 — Standard requirements. § 97.707 — Computation of time. § 97.708 — Administrative appeal procedures. § 97.710 — State SO<sub>2</sub> Group 2 trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits. § 97.711 — Timing requirements for CSAPR SO<sub>2</sub> Group 2 allowance allocations. § 97.712 — CSAPR SO<sub>2</sub> Group 2 allowance allocations to new units. § 97.713 — Authorization of designated representative and alternate designated representative. § 97.714 — Responsibilities of designated representative and alternate designated representative. § 97.715 — Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source. § 97.716 — Certificate of representation. § 97.717 — Objections concerning designated representative and alternate designated representative. § 97.718 — Delegation by designated representative and alternate designated representative. § 97.720 — Establishment of compliance accounts, assurance accounts, and general accounts. § 97.721 — Recordation of CSAPR SO<sub>2</sub> Group 2 allowance allocations and auction results. § 97.722 — Submission of CSAPR SO<sub>2</sub> Group 2 allowance transfers. § 97.723 — Recordation of CSAPR SO<sub>2</sub> Group 2 allowance transfers. § 97.724 — Compliance with CSAPR SO<sub>2</sub> Group 2 emissions limitation. § 97.725 — Compliance with CSAPR SO<sub>2</sub> Group 2 assurance provisions. § 97.726 — Banking. § 97.727 — Account error. § 97.728 — Administrator's action on submissions. § 97.730 — General monitoring, recordkeeping, and reporting requirements. § 97.731 — Initial monitoring system certification and recertification procedures. § 97.732 — Monitoring system out-of-control periods. § 97.733 — Notifications concerning monitoring. § 97.734 — Recordkeeping and reporting. § 97.735 — Petitions for alternatives to monitoring, recordkeeping, or reporting requirements. Subpart EEEEE — CSAPR NO<sub>X</sub> Ozone Season Group 2 Trading Program § 97.801 — Purpose. § 97.802 — Definitions. § 97.803 — Measurements, abbreviations, and acronyms. § 97.804 — Applicability. § 97.805 — Retired unit exemption. § 97.806 — Standard requirements. § 97.807 — Computation of time. § 97.808 — Administrative appeal procedures. § 97.810 — State NO<sub>X</sub> Ozone Season Group 2 trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits. § 97.811 — Timing requirements for CSAPR NO<sub>X</sub> Ozone Season Group 2 allowance allocations. § 97.812 — CSAPR NO<sub>X</sub> Ozone Season Group 2 allowance allocations to new units. § 97.813 — Authorization of designated representative and alternate designated representative. § 97.814 — Responsibilities of designated representative and alternate designated representative. § 97.815 — Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source. § 97.816 — Certificate of representation. § 97.817 — Objections concerning designated representative and alternate designated representative. § 97.818 — Delegation by designated representative and alternate designated representative. § 97.820 — Establishment of compliance accounts, assurance accounts, and general accounts. § 97.821 — Recordation of CSAPR NO<sub>X</sub> Ozone Season Group 2 allowance allocations and auction results. § 97.822 — Submission of CSAPR NO<sub>X</sub> Ozone Season Group 2 allowance transfers. § 97.823 — Recordation of CSAPR NO<sub>X</sub> Ozone Season Group 2 allowance transfers. § 97.824 — Compliance with CSAPR NO<sub>X</sub> Ozone Season Group 2 emissions limitation. § 97.825 — Compliance with CSAPR NO<sub>X</sub> Ozone Season Group 2 assurance provisions. § 97.826 — Banking and conversion. § 97.827 — Account error. § 97.828 — Administrator's action on submissions. § 97.830 — General monitoring, recordkeeping, and reporting requirements. § 97.831 — Initial monitoring system certification and recertification procedures. § 97.832 — Monitoring system out-of-control periods. § 97.833 — Notifications concerning monitoring. § 97.834 — Recordkeeping and reporting. § 97.835 — Petitions for alternatives to monitoring, recordkeeping, or reporting requirements. Subpart FFFFF — Texas SO<sub>2</sub> Trading Program § 97.901 — Purpose. § 97.902 — Definitions. § 97.903 — Measurements, abbreviations, and acronyms. § 97.904 — Applicability. § 97.905 — Retired unit exemptions. § 97.906 — General provisions. § 97.907 — Computation of time. § 97.908 — Administrative appeal procedures. § 97.910 — Texas SO<sub>2</sub> Trading Program budget, Supplemental Allowance Pool budget, and variability limit. § 97.911 — Texas SO<sub>2</sub> Trading Program allowance allocations. § 97.912 — Texas SO<sub>2</sub> Trading Program Supplemental Allowance Pool. § 97.913 — Authorization of designated representative and alternate designated representative. § 97.914 — Responsibilities of designated representative and alternate designated representative. § 97.915 — Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source. § 97.916 — Certificate of representation. § 97.917 — Objections concerning designated representative and alternate designated representative. § 97.918 — Delegation by designated representative and alternate designated representative. § 97.920 — Establishment of compliance accounts, assurance accounts, and general accounts. § 97.921 — Recordation of Texas SO<sub>2</sub> Trading Program allowance allocations. § 97.922 — Submission of Texas SO<sub>2</sub> Trading Program allowance transfers. § 97.923 — Recordation of Texas SO<sub>2</sub> Trading Program allowance transfers. § 97.924 — Compliance with Texas SO<sub>2</sub> Trading Program emissions limitations. § 97.925 — Compliance with Texas SO<sub>2</sub> Trading Program assurance provisions. § 97.926 — Banking. § 97.927 — Account error. § 97.928 — Administrator's action on submissions. § 97.930 — General monitoring, recordkeeping, and reporting requirements. § 97.931 — Initial monitoring system certification and recertification procedures. § 97.932 — Monitoring system out-of-control periods. § 97.933 — Notifications concerning monitoring. § 97.934 — Recordkeeping and reporting. § 97.935 — Petitions for alternatives to monitoring, recordkeeping, or reporting requirements. Subpart GGGGG — CSAPR NO<sub>X</sub> Ozone Season Group 3 Trading Program § 97.1001 — Purpose. § 97.1002 — Definitions. § 97.1003 — Measurements, abbreviations, and acronyms. § 97.1004 — Applicability. § 97.1005 — Retired unit exemption. § 97.1006 — Standard requirements. § 97.1007 — Computation of time. § 97.1008 — Administrative appeal procedures. § 97.1010 — State NO<sub>X</sub> Ozone Season Group 3 trading budgets, set-asides, and variability limits. § 97.1011 — CSAPR NO<sub>X</sub> Ozone Season Group 3 allowance allocations to existing units. § 97.1012 — CSAPR NO<sub>X</sub> Ozone Season Group 3 allowance allocations to new units. § 97.1013 — Authorization of designated representative and alternate designated representative. § 97.1014 — Responsibilities of designated representative and alternate designated representative. § 97.1015 — Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source. § 97.1016 — Certificate of representation. § 97.1017 — Objections concerning designated representative and alternate designated representative. § 97.1018 — Delegation by designated representative and alternate designated representative. § 97.1020 — Establishment of compliance accounts, assurance accounts, and general accounts. § 97.1021 — Recordation of CSAPR NO<sub>X</sub> Ozone Season Group 3 allowance allocations and auction results. § 97.1022 — Submission of CSAPR NO<sub>X</sub> Ozone Season Group 3 allowance transfers. § 97.1023 — Recordation of CSAPR NO<sub>X</sub> Ozone Season Group 3 allowance transfers. § 97.1024 — Compliance with CSAPR NO<sub>X</sub> Ozone Season Group 3 primary emissions limitation; backstop daily NO<sub>X</sub> emissions rate. § 97.1025 — Compliance with CSAPR NO<sub>X</sub> Ozone Season Group 3 assurance provisions; CSAPR NO<sub>X</sub> Ozone Season Group 3 secondary emissions limitation. § 97.1026 — Banking and conversion; bank recalibration. § 97.1027 — Account error. § 97.1028 — Administrator's action on submissions. § 97.1030 — General monitoring, recordkeeping, and reporting requirements. § 97.1031 — Initial monitoring system certification and recertification procedures. § 97.1032 — Monitoring system out-of-control periods. § 97.1033 — Notifications concerning monitoring. § 97.1034 — Recordkeeping and reporting. § 97.1035 — Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.