Part 97 — Federal NOX Budget Trading Program, CAIR NOX and SO2 Trading Programs, CSAPR NOX and SO2 Trading Programs, and Texas SO2 Trading Program
Subpart A — NO<sub>X</sub> Budget Trading Program General Provisions
Subpart B — NO<sub>X</sub> Authorized Account Representative for NO<sub>X</sub> Budget Sources
Subpart D — Compliance Certification
Subpart E — NO<sub>X</sub> Allowance Allocations
Subpart F — NO<sub>X</sub> Allowance Tracking System
Subpart G — NO<sub>X</sub> Allowance Transfers
Subpart H — Monitoring and Reporting
Subpart I — Individual Unit Opt-ins
Subpart J — Appeal Procedures
Subpart AA — CAIR NO<sub>X</sub> Annual Trading Program General Provisions
Subpart BB — CAIR Designated Representative for CAIR NO<sub>X</sub> Sources
Subpart EE — CAIR NO<sub>X</sub> Allowance Allocations
Subpart FF — CAIR NO<sub>X</sub> Allowance Tracking System
Subpart GG — CAIR NO<sub>X</sub> Allowance Transfers
Subpart HH — Monitoring and Reporting
Subpart II — CAIR NO<sub>X</sub> Opt-In Units
Subpart AAA — CAIR SO<sub>2</sub> Trading Program General Provisions
Subpart BBB — CAIR Designated Representative for CAIR SO<sub>2</sub> Sources
Subpart FFF — CAIR SO<sub>2</sub> Allowance Tracking System
Subpart GGG — CAIR SO<sub>2</sub> Allowance Transfers
Subpart HHH — Monitoring and Reporting
Subpart III — CAIR SO<sub>2</sub> Opt-in Units
Subpart AAAA — CAIR NO<sub>X</sub> Ozone Season Trading Program General Provisions
Subpart BBBB — CAIR Designated Representative for CAIR NO<sub>X</sub> Ozone Season Sources
Subpart EEEE — CAIR NO<sub>X</sub> Ozone Season Allowance Allocations
Subpart FFFF — CAIR NO<sub>X</sub> Ozone Season Allowance Tracking System
Subpart GGGG — CAIR NO<sub>X</sub> Ozone Season Allowance Transfers
Subpart HHHH — Monitoring and Reporting
Subpart IIII — CAIR NO<sub>X</sub> Ozone Season Opt-in Units
Subpart AAAAA — CSAPR NO<sub>X</sub> Annual Trading Program
- § 97.401— Purpose.
- § 97.402— Definitions.
- § 97.403— Measurements, abbreviations, and acronyms.
- § 97.404— Applicability.
- § 97.405— Retired unit exemption.
- § 97.406— Standard requirements.
- § 97.407— Computation of time.
- § 97.408— Administrative appeal procedures.
- § 97.410— State NO<sub>X</sub> Annual trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits.
- § 97.411— Timing requirements for CSAPR NO<sub>X</sub> Annual allowance allocations.
- § 97.412— CSAPR NO<sub>X</sub> Annual allowance allocations to new units.
- § 97.413— Authorization of designated representative and alternate designated representative.
- § 97.414— Responsibilities of designated representative and alternate designated representative.
- § 97.415— Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
- § 97.416— Certificate of representation.
- § 97.417— Objections concerning designated representative and alternate designated representative.
- § 97.418— Delegation by designated representative and alternate designated representative.
- § 97.420— Establishment of compliance accounts, assurance accounts, and general accounts.
- § 97.421— Recordation of CSAPR NO<sub>X</sub> Annual allowance allocations and auction results.
- § 97.422— Submission of CSAPR NO<sub>X</sub> Annual allowance transfers.
- § 97.423— Recordation of CSAPR NO<sub>X</sub> Annual allowance transfers.
- § 97.424— Compliance with CSAPR NO<sub>X</sub> Annual emissions limitation.
- § 97.425— Compliance with CSAPR NO<sub>X</sub> Annual assurance provisions.
- § 97.426— Banking.
- § 97.427— Account error.
- § 97.428— Administrator's action on submissions.
- § 97.430— General monitoring, recordkeeping, and reporting requirements.
- § 97.431— Initial monitoring system certification and recertification procedures.
- § 97.432— Monitoring system out-of-control periods.
- § 97.433— Notifications concerning monitoring.
- § 97.434— Recordkeeping and reporting.
- § 97.435— Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
Subpart BBBBB — CSAPR NO<sub>X</sub> Ozone Season Group 1 Trading Program
- § 97.501— Purpose.
- § 97.502— Definitions.
- § 97.503— Measurements, abbreviations, and acronyms.
- § 97.504— Applicability.
- § 97.505— Retired unit exemption.
- § 97.506— Standard requirements.
- § 97.507— Computation of time.
- § 97.508— Administrative appeal procedures.
- § 97.510— State NO<sub>X</sub> Ozone Season Group 1 trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits.
- § 97.511— Timing requirements for CSAPR NO<sub>X</sub> Ozone Season Group 1 allowance allocations.
- § 97.512— CSAPR NO<sub>X</sub> Ozone Season Group 1 allowance allocations to new units.
- § 97.513— Authorization of designated representative and alternate designated representative.
- § 97.514— Responsibilities of designated representative and alternate designated representative.
- § 97.515— Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
- § 97.516— Certificate of representation.
- § 97.517— Objections concerning designated representative and alternate designated representative.
- § 97.518— Delegation by designated representative and alternate designated representative.
- § 97.520— Establishment of compliance accounts, assurance accounts, and general accounts.
- § 97.521— Recordation of CSAPR NO<sub>X</sub> Ozone Season Group 1 allowance allocations and auction results.
- § 97.522— Submission of CSAPR NO<sub>X</sub> Ozone Season Group 1 allowance transfers.
- § 97.523— Recordation of CSAPR NO<sub>X</sub> Ozone Season Group 1 allowance transfers.
- § 97.524— Compliance with CSAPR NO<sub>X</sub> Ozone Season Group 1 emissions limitation.
- § 97.525— Compliance with CSAPR NO<sub>X</sub> Ozone Season Group 1 assurance provisions.
- § 97.526— Banking and conversion.
- § 97.527— Account error.
- § 97.528— Administrator's action on submissions.
- § 97.530— General monitoring, recordkeeping, and reporting requirements.
- § 97.531— Initial monitoring system certification and recertification procedures.
- § 97.532— Monitoring system out-of-control periods.
- § 97.533— Notifications concerning monitoring.
- § 97.534— Recordkeeping and reporting.
- § 97.535— Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
Subpart CCCCC — CSAPR SO<sub>2</sub> Group 1 Trading Program
- § 97.601— Purpose.
- § 97.602— Definitions.
- § 97.603— Measurements, abbreviations, and acronyms.
- § 97.604— Applicability.
- § 97.605— Retired unit exemption.
- § 97.606— Standard requirements.
- § 97.607— Computation of time.
- § 97.608— Administrative appeal procedures.
- § 97.610— State SO<sub>2</sub> Group 1 trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits.
- § 97.611— Timing requirements for CSAPR SO<sub>2</sub> Group 1 allowance allocations.
- § 97.612— CSAPR SO<sub>2</sub> Group 1 allowance allocations to new units.
- § 97.613— Authorization of designated representative and alternate designated representative.
- § 97.614— Responsibilities of designated representative and alternate designated representative.
- § 97.615— Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
- § 97.616— Certificate of representation.
- § 97.617— Objections concerning designated representative and alternate designated representative.
- § 97.618— Delegation by designated representative and alternate designated representative.
- § 97.620— Establishment of compliance accounts, assurance accounts, and general accounts.
- § 97.621— Recordation of CSAPR SO<sub>2</sub> Group 1 allowance allocations and auction results.
- § 97.622— Submission of CSAPR SO<sub>2</sub> Group 1 allowance transfers.
- § 97.623— Recordation of CSAPR SO<sub>2</sub> Group 1 allowance transfers.
- § 97.624— Compliance with CSAPR SO<sub>2</sub> Group 1 emissions limitation.
- § 97.625— Compliance with CSAPR SO<sub>2</sub> Group 1 assurance provisions.
- § 97.626— Banking.
- § 97.627— Account error.
- § 97.628— Administrator's action on submissions.
- § 97.630— General monitoring, recordkeeping, and reporting requirements.
- § 97.631— Initial monitoring system certification and recertification procedures.
- § 97.632— Monitoring system out-of-control periods.
- § 97.633— Notifications concerning monitoring.
- § 97.634— Recordkeeping and reporting.
- § 97.635— Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
Subpart DDDDD — CSAPR SO<sub>2</sub> Group 2 Trading Program
- § 97.701— Purpose.
- § 97.702— Definitions.
- § 97.703— Measurements, abbreviations, and acronyms.
- § 97.704— Applicability.
- § 97.705— Retired unit exemption.
- § 97.706— Standard requirements.
- § 97.707— Computation of time.
- § 97.708— Administrative appeal procedures.
- § 97.710— State SO<sub>2</sub> Group 2 trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits.
- § 97.711— Timing requirements for CSAPR SO<sub>2</sub> Group 2 allowance allocations.
- § 97.712— CSAPR SO<sub>2</sub> Group 2 allowance allocations to new units.
- § 97.713— Authorization of designated representative and alternate designated representative.
- § 97.714— Responsibilities of designated representative and alternate designated representative.
- § 97.715— Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
- § 97.716— Certificate of representation.
- § 97.717— Objections concerning designated representative and alternate designated representative.
- § 97.718— Delegation by designated representative and alternate designated representative.
- § 97.720— Establishment of compliance accounts, assurance accounts, and general accounts.
- § 97.721— Recordation of CSAPR SO<sub>2</sub> Group 2 allowance allocations and auction results.
- § 97.722— Submission of CSAPR SO<sub>2</sub> Group 2 allowance transfers.
- § 97.723— Recordation of CSAPR SO<sub>2</sub> Group 2 allowance transfers.
- § 97.724— Compliance with CSAPR SO<sub>2</sub> Group 2 emissions limitation.
- § 97.725— Compliance with CSAPR SO<sub>2</sub> Group 2 assurance provisions.
- § 97.726— Banking.
- § 97.727— Account error.
- § 97.728— Administrator's action on submissions.
- § 97.730— General monitoring, recordkeeping, and reporting requirements.
- § 97.731— Initial monitoring system certification and recertification procedures.
- § 97.732— Monitoring system out-of-control periods.
- § 97.733— Notifications concerning monitoring.
- § 97.734— Recordkeeping and reporting.
- § 97.735— Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
Subpart EEEEE — CSAPR NO<sub>X</sub> Ozone Season Group 2 Trading Program
- § 97.801— Purpose.
- § 97.802— Definitions.
- § 97.803— Measurements, abbreviations, and acronyms.
- § 97.804— Applicability.
- § 97.805— Retired unit exemption.
- § 97.806— Standard requirements.
- § 97.807— Computation of time.
- § 97.808— Administrative appeal procedures.
- § 97.810— State NO<sub>X</sub> Ozone Season Group 2 trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits.
- § 97.811— Timing requirements for CSAPR NO<sub>X</sub> Ozone Season Group 2 allowance allocations.
- § 97.812— CSAPR NO<sub>X</sub> Ozone Season Group 2 allowance allocations to new units.
- § 97.813— Authorization of designated representative and alternate designated representative.
- § 97.814— Responsibilities of designated representative and alternate designated representative.
- § 97.815— Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
- § 97.816— Certificate of representation.
- § 97.817— Objections concerning designated representative and alternate designated representative.
- § 97.818— Delegation by designated representative and alternate designated representative.
- § 97.820— Establishment of compliance accounts, assurance accounts, and general accounts.
- § 97.821— Recordation of CSAPR NO<sub>X</sub> Ozone Season Group 2 allowance allocations and auction results.
- § 97.822— Submission of CSAPR NO<sub>X</sub> Ozone Season Group 2 allowance transfers.
- § 97.823— Recordation of CSAPR NO<sub>X</sub> Ozone Season Group 2 allowance transfers.
- § 97.824— Compliance with CSAPR NO<sub>X</sub> Ozone Season Group 2 emissions limitation.
- § 97.825— Compliance with CSAPR NO<sub>X</sub> Ozone Season Group 2 assurance provisions.
- § 97.826— Banking and conversion.
- § 97.827— Account error.
- § 97.828— Administrator's action on submissions.
- § 97.830— General monitoring, recordkeeping, and reporting requirements.
- § 97.831— Initial monitoring system certification and recertification procedures.
- § 97.832— Monitoring system out-of-control periods.
- § 97.833— Notifications concerning monitoring.
- § 97.834— Recordkeeping and reporting.
- § 97.835— Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
Subpart FFFFF — Texas SO<sub>2</sub> Trading Program
- § 97.901— Purpose.
- § 97.902— Definitions.
- § 97.903— Measurements, abbreviations, and acronyms.
- § 97.904— Applicability.
- § 97.905— Retired unit exemptions.
- § 97.906— General provisions.
- § 97.907— Computation of time.
- § 97.908— Administrative appeal procedures.
- § 97.910— Texas SO<sub>2</sub> Trading Program budget, Supplemental Allowance Pool budget, and variability limit.
- § 97.911— Texas SO<sub>2</sub> Trading Program allowance allocations.
- § 97.912— Texas SO<sub>2</sub> Trading Program Supplemental Allowance Pool.
- § 97.913— Authorization of designated representative and alternate designated representative.
- § 97.914— Responsibilities of designated representative and alternate designated representative.
- § 97.915— Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
- § 97.916— Certificate of representation.
- § 97.917— Objections concerning designated representative and alternate designated representative.
- § 97.918— Delegation by designated representative and alternate designated representative.
- § 97.920— Establishment of compliance accounts, assurance accounts, and general accounts.
- § 97.921— Recordation of Texas SO<sub>2</sub> Trading Program allowance allocations.
- § 97.922— Submission of Texas SO<sub>2</sub> Trading Program allowance transfers.
- § 97.923— Recordation of Texas SO<sub>2</sub> Trading Program allowance transfers.
- § 97.924— Compliance with Texas SO<sub>2</sub> Trading Program emissions limitations.
- § 97.925— Compliance with Texas SO<sub>2</sub> Trading Program assurance provisions.
- § 97.926— Banking.
- § 97.927— Account error.
- § 97.928— Administrator's action on submissions.
- § 97.930— General monitoring, recordkeeping, and reporting requirements.
- § 97.931— Initial monitoring system certification and recertification procedures.
- § 97.932— Monitoring system out-of-control periods.
- § 97.933— Notifications concerning monitoring.
- § 97.934— Recordkeeping and reporting.
- § 97.935— Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.
Subpart GGGGG — CSAPR NO<sub>X</sub> Ozone Season Group 3 Trading Program
- § 97.1001— Purpose.
- § 97.1002— Definitions.
- § 97.1003— Measurements, abbreviations, and acronyms.
- § 97.1004— Applicability.
- § 97.1005— Retired unit exemption.
- § 97.1006— Standard requirements.
- § 97.1007— Computation of time.
- § 97.1008— Administrative appeal procedures.
- § 97.1010— State NO<sub>X</sub> Ozone Season Group 3 trading budgets, set-asides, and variability limits.
- § 97.1011— CSAPR NO<sub>X</sub> Ozone Season Group 3 allowance allocations to existing units.
- § 97.1012— CSAPR NO<sub>X</sub> Ozone Season Group 3 allowance allocations to new units.
- § 97.1013— Authorization of designated representative and alternate designated representative.
- § 97.1014— Responsibilities of designated representative and alternate designated representative.
- § 97.1015— Changing designated representative and alternate designated representative; changes in owners and operators; changes in units at the source.
- § 97.1016— Certificate of representation.
- § 97.1017— Objections concerning designated representative and alternate designated representative.
- § 97.1018— Delegation by designated representative and alternate designated representative.
- § 97.1020— Establishment of compliance accounts, assurance accounts, and general accounts.
- § 97.1021— Recordation of CSAPR NO<sub>X</sub> Ozone Season Group 3 allowance allocations and auction results.
- § 97.1022— Submission of CSAPR NO<sub>X</sub> Ozone Season Group 3 allowance transfers.
- § 97.1023— Recordation of CSAPR NO<sub>X</sub> Ozone Season Group 3 allowance transfers.
- § 97.1024— Compliance with CSAPR NO<sub>X</sub> Ozone Season Group 3 primary emissions limitation; backstop daily NO<sub>X</sub> emissions rate.
- § 97.1025— Compliance with CSAPR NO<sub>X</sub> Ozone Season Group 3 assurance provisions; CSAPR NO<sub>X</sub> Ozone Season Group 3 secondary emissions limitation.
- § 97.1026— Banking and conversion; bank recalibration.
- § 97.1027— Account error.
- § 97.1028— Administrator's action on submissions.
- § 97.1030— General monitoring, recordkeeping, and reporting requirements.
- § 97.1031— Initial monitoring system certification and recertification procedures.
- § 97.1032— Monitoring system out-of-control periods.
- § 97.1033— Notifications concerning monitoring.
- § 97.1034— Recordkeeping and reporting.
- § 97.1035— Petitions for alternatives to monitoring, recordkeeping, or reporting requirements.