17 CFR Part 3
REGISTRATION
April 15, 2021
Subpart
A
Registration
Subpart
B
Temporary Licenses
Subpart
C
Denial, Suspension or Revocation of Registration
Subpart
D
Notice Under Section 4k(5) of the Act
Subpart
E
Delegation and Reservation of Authority
Subpart
Appendix
A
Interpretative Statement With Respect to Section 8a(2)(C) and (E) and Section 8a(3)(J) and (M) of the Commodity Exchange Act
Appendix
B
Statement of Acceptable Practices With Respect to Ethics Training
Appendix
C
Guidance on the Application of §3.3(e), Chief Compliance Officer Annual Report Form and Content
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