17 CFR Subpart B
Temporary Licenses
April 15, 2021
§
3.40
Temporary licensing of applicants for associated person, floor broker or floor trader registration
§
3.42
Termination
§
3.43
Relationship to registration
§
3.44
Temporary licensing of applicants for guaranteed introducing broker registration
§
3.45
Restrictions upon activities
§
3.46
Termination
§
3.47
Relationship to registration
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