Definitions

Registration processing by the National Futures Association; notification and duration of registration

Chief compliance officer

Registration in one capacity not included in registration in any other capacity

[Reserved]

Registration of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators, swap dealers, major swap participants and leverage transaction merchants

Registration of floor brokers and floor traders

Registration of associated persons of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants

[Reserved]

Exemption from fingerprinting requirement in certain cases

Supplemental filings

[Reserved]

Current address for purpose of delivery of communications from the Commission or the National Futures Association

Deficiencies, inaccuracies, and changes, to be reported

Withdrawal from registration