1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
  5. Subpart G - Forms for Reports To Be Made by Certain Exchange Members, Brokers, Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants
  6. 17 CFR § 249.638
17 CFR § 249.638
Form ATS-R, information required of alternative trading systems pursuant to §242.301(b)(8) of this chapter
April 15, 2021
CFR

This form shall be used by every alternative trading system to file required reports under §242.301(b)(8) of this chapter.

[63 FR 70943, Dec. 22, 1998]

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§ 249.637 Form ATS, information required of alternative trading systems pursuant to §242.301(b)(2) of this chapter
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§ 249.639 Form custody

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