1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
  5. Subpart G - Forms for Reports To Be Made by Certain Exchange Members, Brokers, Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants
  6. 17 CFR § 249.639
17 CFR § 249.639
Form custody
April 15, 2021
CFR

This form shall be used for reports of information required by §240.17a-5 of this chapter.

Editorial Note: For Federal Register citations affecting Form Custody, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

[78 FR 51994, Aug. 21, 2013]

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§ 249.638 Form ATS-R, information required of alternative trading systems pursuant to §242.301(b)(8) of this chapter
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§ 249.640 Form ATS-N, information required of NMS Stock ATSs pursuant to §242.304(a) of this chapter

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