1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter I - COMMODITY FUTURES TRADING COMMISSION
  4. Part 37 - SWAP EXECUTION FACILITIES
  5. Subpart E - Monitoring of Trading and Trade Processing
  6. 17 CFR § 37.405
17 CFR § 37.405
Risk controls for trading
April 15, 2021
CFR

The swap execution facility shall establish and maintain risk control mechanisms to prevent and reduce the potential risk of market disruptions, including, but not limited to, market restrictions that pause or halt trading under market conditions prescribed by the swap execution facility.

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§ 37.404 Ability to obtain information
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§ 37.406 Trade reconstruction

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