1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter I - COMMODITY FUTURES TRADING COMMISSION
  4. Part 37 - SWAP EXECUTION FACILITIES
  5. Subpart E - Monitoring of Trading and Trade Processing
  6. 17 CFR § 37.406
17 CFR § 37.406
Trade reconstruction
April 15, 2021
CFR

The swap execution facility shall have the ability to comprehensively and accurately reconstruct all trading on its facility. All audit-trail data and reconstructions shall be made available to the Commission in a form, manner, and time that is acceptable to the Commission.

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§ 37.405 Risk controls for trading
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§ 37.407 Regulatory service provider

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