1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
  5. Subpart G - Forms for Reports To Be Made by Certain Exchange Members, Brokers, Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants
  6. 17 CFR § 249.637
17 CFR § 249.637
Form ATS, information required of alternative trading systems pursuant to §242.301(b)(2) of this chapter
April 15, 2021
CFR

This form shall be used by every alternative trading system to file required notices, reports and amendments under §242.301(b)(2) of this chapter.

[63 FR 70933, Dec. 22, 1998]

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§ 249.636 [Reserved]
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§ 249.638 Form ATS-R, information required of alternative trading systems pursuant to §242.301(b)(8) of this chapter

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