Part 308 — Rules of Practice and Procedure
Subpart A — Uniform Rules of Practice and Procedure
- § 308.0— Applicability date.
- § 308.1— Scope.
- § 308.2— Rules of construction.
- § 308.3— Definitions.
- § 308.4— Authority of the Board of Directors.
- § 308.5— Authority of the administrative law judge (ALJ).
- § 308.6— Appearance and practice in adjudicatory proceedings.
- § 308.7— Good faith certification.
- § 308.8— Conflicts of interest.
- § 308.9— Ex parte communications.
- § 308.10— Filing of papers.
- § 308.11— Service of papers.
- § 308.12— Construction of time limits.
- § 308.13— Change of time limits.
- § 308.14— Witness fees and expenses.
- § 308.15— Opportunity for informal settlement.
- § 308.16— FDIC's right to conduct examination.
- § 308.17— Collateral attacks on adjudicatory proceeding.
- § 308.18— Commencement of proceeding and contents of notice.
- § 308.19— Answer.
- § 308.20— Amended pleadings.
- § 308.21— Failure to appear.
- § 308.22— Consolidation and severance of actions.
- § 308.23— Motions.
- § 308.24— Scope of document discovery.
- § 308.25— Request for document discovery from parties.
- § 308.26— Document subpoenas to nonparties.
- § 308.27— Deposition of witness unavailable for hearing.
- § 308.28— Interlocutory review.
- § 308.29— Summary disposition.
- § 308.30— Partial summary disposition.
- § 308.31— Scheduling and prehearing conferences.
- § 308.32— Prehearing submissions.
- § 308.33— Public hearings.
- § 308.34— Hearing subpoenas.
- § 308.35— Conduct of hearings.
- § 308.36— Evidence.
- § 308.37— Post-hearing filings.
- § 308.38— Recommended decision and filing of record.
- § 308.39— Exceptions to recommended decision.
- § 308.40— Review by the Board of Directors.
- § 308.41— Stays pending judicial review.
Subpart B — General Rules of Procedure
- § 308.100— Applicability date.
- § 308.101— Scope of Local Rules.
- § 308.102— Authority of Board of Directors and Administrative Officer.
- § 308.103— Assignment of Administrative Law Judge (ALJ).
- § 308.104— Filings with the Board of Directors.
- § 308.105— Custodian of the record.
- § 308.106— Written testimony in lieu of oral hearing.
- § 308.107— Supplemental discovery rules.
Subpart C — Rules of Practice Before the FDIC and Standards of Conduct
Subpart D — Rules and Procedures Applicable to Proceedings Relating to Disapproval of Acquisition of Control
Subpart E — Rules and Procedures Applicable to Proceedings Relating to Assessment of Civil Penalties for Willful Violations of the Change in Bank Control Act
Subpart F — Rules and Procedures Applicable to Proceedings for Involuntary Termination of Insured Status
- § 308.119— Scope.
- § 308.120— Grounds for termination of insurance.
- § 308.121— Notification to primary regulator.
- § 308.122— Notice of intent to terminate.
- § 308.123— Notice to depositors.
- § 308.124— Involuntary termination of insured status for failure to receive deposits.
- § 308.125— Temporary suspension of deposit insurance.
- § 308.126— Special supervisory associations.
Subpart G — Rules and Procedures Applicable to Proceedings Relating to Cease-and-Desist Orders
Subpart H — Rules and Procedures Applicable to Proceedings Relating to Assessment and Collection of Civil Money Penalties for Violation of Cease-and-Desist Orders and of Certain Federal Statutes, Including Call Report Penalties
Subpart I — Rules and Procedures for Imposition of Sanctions Upon Municipal Securities Dealers or Persons Associated With Them and Clearing Agencies or Transfer Agents
Subpart J — Rules and Procedures Relating to Exemption Proceedings Under Section 12(h) of the Securities Exchange Act of 1934
Subpart K — Procedures Applicable to Investigations Pursuant to Section 10(c) of the FDIA
Subpart L — Procedures and Standards Applicable to a Notice of Change in Senior Executive Officer or Director Pursuant to Section 32 of the FDIA
Subpart M — Procedures Applicable to the Request for and Conduct of a Hearing (or the Request for Written Submissions in Lieu of a Hearing) After Denial of an Application Under Section 19 of the Federal Deposit Insurance Act
Subpart N — Rules and Procedures Applicable to Proceedings Relating to Suspension, Removal, and Prohibition Where a Felony ls Charged
Subpart O — Liability of Commonly Controlled Depository Institutions
Subpart P — Rules and Procedures Relating to the Recovery of Attorney Fees and Other Expenses
- § 308.169— Scope.
- § 308.170— Filing, content, and service of documents.
- § 308.171— Responses to application.
- § 308.172— Eligibility of applicants.
- § 308.173— Prevailing party.
- § 308.174— Standards for awards.
- § 308.175— Measure of awards.
- § 308.176— Application for awards.
- § 308.177— Statement of net worth.
- § 308.178— Statement of fees and expenses.
- § 308.179— Settlement negotiations.
- § 308.180— Further proceedings.
- § 308.181— Recommended decision.
- § 308.182— Board of Directors action.
- § 308.183— Payment of awards.
Subpart Q — Issuance and Review of Orders Pursuant to the Prompt Corrective Action Provisions of the Federal Deposit Insurance Act
Subpart R — Submission and Review of Safety and Soundness Compliance Plans and Issuance of Orders To Correct Safety and Soundness Deficiencies
- § 308.300— Scope.
- § 308.301— Purpose.
- § 308.302— Determination and notification of failure to meet a safety and soundness standard and request for compliance plan.
- § 308.303— Filing of safety and soundness compliance plan.
- § 308.304— Issuance of orders to correct deficiencies and to take or refrain from taking other actions.
- § 308.305— Enforcement of orders.
Subpart S — Applications for a Stay or Review of Actions of Bank Clearing Agencies
- § 308.400— Scope.
- § 308.401— Applications for stays of disciplinary sanctions or summary suspensions by a bank clearing agency.
- § 308.402— Applications for review of final disciplinary sanctions, denials of participation, or prohibitions or limitations of access to services imposed by bank clearing agencies.
Subpart T — Program Fraud Civil Remedies and Procedures
- § 308.500— Basis, purpose, and scope.
- § 308.501— Definitions.
- § 308.502— Basis for civil penalties and assessments.
- § 308.503— Investigations.
- § 308.504— Review by the reviewing official.
- § 308.505— Prerequisites for issuing a complaint.
- § 308.506— Complaint.
- § 308.507— Service of complaint.
- § 308.508— Answer.
- § 308.509— Default upon failure to file an answer.
- § 308.510— Referral of complaint and answer to the ALJ.
- § 308.511— Notice of hearing.
- § 308.512— Parties to the hearing.
- § 308.513— Separation of functions.
- § 308.514— Ex parte contacts.
- § 308.515— Disqualification of reviewing official or ALJ.
- § 308.516— Rights of parties.
- § 308.517— Authority of the ALJ.
- § 308.518— Prehearing conferences.
- § 308.519— Disclosure of documents.
- § 308.520— Discovery.
- § 308.521— Exchange of witness lists, statements, and exhibits.
- § 308.522— Subpoenas for attendance at hearing.
- § 308.523— Protective order.
- § 308.524— Witness fees.
- § 308.525— Form, filing, and service of papers.
- § 308.526— Computation of time.
- § 308.527— Motions.
- § 308.528— Sanctions.
- § 308.529— The hearing and burden of proof.
- § 308.530— Determining the amount of penalties and assessments.
- § 308.531— Location of hearing.
- § 308.532— Witnesses.
- § 308.533— Evidence.
- § 308.534— The record.
- § 308.535— Post-hearing briefs.
- § 308.536— Initial decision.
- § 308.537— Reconsideration of initial decision.
- § 308.538— Appeal to the Board of Directors.
- § 308.539— Stays ordered by the Department of Justice.
- § 308.540— Stay pending appeal.
- § 308.541— Judicial review.
- § 308.542— Collection of civil penalties and assessments.
- § 308.543— Right to administrative offset.
- § 308.544— Deposit in Treasury of United States.
- § 308.545— Compromise or settlement.
- § 308.546— Limitations.