17 CFR Volume 85
Federal Register
April 15, 2021
Document
2019-27760
Cross-Border Application of Certain Security-Based Swap Requirements
Document
2019-27762
Risk Mitigation Techniques for Uncleared Security-Based Swaps
Document
2019-28075
Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
Document
2019-28304
Amending the “Accredited Investor” Definition
Document
2019-28476
Amendments to Rule 2-01, Qualifications of Accountants
Document
2020-00040
Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment Advisers Regarding Retail Customers' Transactions in Certain Leveraged/Inverse Investment Vehicles
Document
2020-00313
Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2020
Document
2020-01065
Derivatives Clearing Organization General Provisions and Core Principles
Document
2020-02296
Commission Guidance on Management's Discussion and Analysis of Financial Condition and Results of Operations
Document
2020-02313
Management's Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information
Document
2020-02662
Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Marine Site Characterization Surveys Off of Massachusetts, Rhode Island, Connecticut, and New York
Document
2020-02721
Swap Execution Facility Requirements and Real-Time Reporting Requirements
Document
2020-04571
Exemptions From Investment Adviser Registration for Advisers to Certain Rural Business Investment Companies
Document
2020-04573
Request for Comments on Fund Names
Document
2020-04776
Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities
Document
2020-04799
Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets
Document
2020-05097
Foreign Futures and Options Transactions
Document
2020-05526
Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts
Document
2020-05546
Accelerated Filer and Large Accelerated Filer Definitions
Document
2020-06259
Safety Zone; Mamala Bay, Honolulu, HI-Voluntary First Amendment Zone
Document
2020-06625
Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Document
2020-07790
Securities Offering Reform for Closed-End Investment Companies
Document
2020-07905
Definition of “Covered Clearing Agency”
Document
2020-08482
Bankruptcy Regulations
Document
2020-08552
Privacy of Consumer Financial Information
Document
2020-08601
Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Document
2020-08854
Good Faith Determinations of Fair Value
Document
2020-09806
Temporary Amendments to Regulation Crowdfunding
Document
2020-10016
Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction
Document
2020-10809
Derivatives Clearing Organization General Provisions and Core Principles
Document
2020-11479
Amendments to Financial Disclosures About Acquired and Disposed Businesses
Document
2020-11480
Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities; Correction
Document
2020-12033
Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Document
2020-12607
Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications
Document
2020-12902
Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts; Correction
Document
2020-13741
Qualified Mortgage Definition Under the Truth in Lending Act (Regulation Z): Extension of Sunset Date
Document
2020-14343
Post-Trade Name Give-Up on Swap Execution Facilities
Document
2020-14383
Regulation Automated Trading; Withdrawal
Document
2020-14390
Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures
Document
2020-14721
Prohibition Against Certain Flights in the Tripoli Flight Information Region (FIR) (HLLL)
Document
2020-14884
Amendments to Procedures With Respect to Applications Under the Investment Company Act of 1940
Document
2020-15322
Reporting Threshold for Institutional Investment Managers
Document
2020-15525
Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
Document
2020-15733
Billing Procedures for Annual Charges for the Costs of Other Federal Agencies for Administering Part I of the Federal Power Act; Notice Reporting Costs for Other Federal Agencies' Administrative Annual Charges for Fiscal Year 2019
Document
2020-16337
Exemptions From the Proxy Rules for Proxy Voting Advice
Document
2020-16338
Supplement to Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers
Document
2020-16489
Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
Document
2020-16492
Capital Requirements of Swap Dealers and Major Swap Participants
Document
2020-17449
Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements
Document
2020-18572
Rescission of Effective-Upon-Filing Procedure for NMS Plan Fee Amendments and Modified Procedures for Proposed NMS Plans and Plan Amendments
Document
2020-19182
Modernization of Regulation S-K Items 101, 103, and 105
Document
2020-19188
Order Designating Certain Professional Licenses as Qualifying Natural Persons for Accredited Investor Status
Document
2020-19189
Accredited Investor Definition
Document
2020-19468
Temporary Amendments to Regulation Crowdfunding; Extension
Document
2020-20151
Egg Products Inspection Regulations
Document
2020-20655
Update of Statistical Disclosures for Bank and Savings and Loan Registrants
Document
2020-20980
Publication or Submission of Quotations Without Specified Information
Document
2020-21100
Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction
Document
2020-21306
Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations
Document
2020-21444
Whistleblower Program Rules
Document
2020-21568
Real-Time Public Reporting Requirements
Document
2020-21569
Swap Data Recordkeeping and Reporting Requirements
Document
2020-21570
Certain Swap Data Repository and Data Reporting Requirements
Document
2020-21580
Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8
Document
2020-22391
Adoption of Updated EDGAR Filer Manual
Document
2020-22874
Compliance Requirements for Commodity Pool Operators on Form CPO-PQR
Document
2020-23215
Pennsylvania Regulatory Program
Document
2020-23355
Fund of Funds Arrangements
Document
2020-23810
Exemption From Registration for Certain Foreign Intermediaries
Document
2020-24353
Customer Margin Rules Relating to Security Futures
Document
2020-24781
Use of Derivatives by Registered Investment Companies and Business Development Companies
Document
2020-25394
Swap Clearing Requirement Exemptions
Document
2020-25747
Amendments to the Commission's Rules of Practice
Document
2020-25912
Motions To Reopen and Reconsider; Effect of Departure; Stay of Removal
Document
2020-26166
Electronic Signatures in Regulation S-T Rule 302
Document
2020-26555
Swap Execution Facility Requirements
Document
2020-26715
Green Mountain Power Corporation, City of Somersworth, New Hampshire; Notice Soliciting Scoping Comments

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